涉嫌虛構業務入賬等違法事實 *ST仁智(002629.SZ)遭責令改正並罰30萬元
格隆匯8月13日丨*ST仁智(002629.SZ)公佈,公司於2020年8月13日收到浙江證監局下發的《行政處罰及市場禁入事先告知書》(浙處罰字[2020]9號)。經浙江證監局查明,仁智股份涉存在:1.虛構業務入賬,其披露的2017年年度報告存在虛假記載;2.未按規定披露開立商業承兑匯票事;3.未按約定披露資金拆借事項的涉嫌違法事實。
浙江證監局擬對仁智股份責令改正,給予警告,並處以30萬元罰款;對陳昊旻給予警告,並處以30萬元罰款;對陳伯慈給予警告,並處以15萬元罰款;對林材鬆、黃文鬱、金環給予警告,並分別處以8萬元罰款;對池清、吳樸、畢浙東、李芝堯、王曉、曹曉倫、馮芳、王友釗、嵇子薇、陳凱、劉捷、楊江給予警告,並分別處以3萬元罰款。
此外,浙江證監局擬對陳昊旻採取5年證券市場禁入。陳昊旻歷任公司董事、董事長、總裁、代董事會祕書等職務,決策、參與並實施了上述全部違法行為,是上述信息披露違法行為直接負責的主管人員。
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