華昌達(300278.SZ):持股5%股東王歡玲違規減持吃警示函
格隆匯 8 月 13日丨華昌達(300278.SZ)公佈,公司持股5%股東王歡玲於2020年8月13日收到中國證券監督管理委員會湖北監管局下發的《湖北證監局關於對王歡玲採取出具警示函措施的決定》([2020]15號)(“警示函”)。
經查,王歡玲作為華昌達智能裝備集團股份有限公司持股5%以上的股東,在未預先披露減持計劃的情況下減持公司股份100萬股。上述行為違反了《上市公司股東、董監高減持股份的若干規定》(證監會公告[2017]9號,以下簡稱《若干規定》第八條第一款和《上市公司信息披露管理辦法》(證監會令第40號)第二條第一款的規定。
根據《若干規定》第十四條和《上市公司信息披露管理辦法》第五十九條第三款的規定,湖北證監局決定對王歡玲採取出具警示函的行政監管措施,並將上述違規行為情況記入誠信檔案,請王歡玲認真吸取教訓,加強證券法律法規學習,嚴格履行相關信息披露義務,杜絕此類行為的再次發生。
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