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中潛股份(300526.SZ):存未披露關聯關係等兩項違規 相關責任人收警示函
格隆匯 07-27 20:48

格隆匯 7 月 27日丨中潛股份(300526.SZ)公佈,2020年7月27日,公司收到中國證券監督管理委員會廣東監管局(“廣東證監局”)出具的《關於對張順、仰智慧、明小燕、卓澤鵬、張繼紅、郭建兵採取出具警示函措施的決定》(行政監管措施決定書[2020]115號)(“警示函”),原因系公司存在以下信息披露違規行為:一、未披露關聯關係。二、關聯方資金往來未履行審批程序及信息披露義務。

中潛股份董事長張順、總經理仰智慧、時任董事會祕書明小燕、卓澤鵬、張繼紅,時任財務總監郭建兵未按照《上市公司信息披露管理辦法》第三條的規定履行勤勉盡責義務,對公司上述違規行為負有主要責任。

根據《上市公司信息披露管理辦法》第五十九條的規定,廣東證監局決定對張順、仰智慧、明小燕、卓澤鵬、張繼紅、郭建兵採取出具警示函的行政監管措施。

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