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港交所(00388.HK)就推行无纸化上市进行公众谘询
阿思达克 07-27 09:17
港交所(00388.HK)旗下联交所就建议推行无纸化上市及认购机制、网上展示文件及减少须展示文件类别谘询市场意见,谘询期截至今年9月24日。联交所同时修订指引信,要求首次公开招股申请人额外披露企业管治及环境、社会及管治(ESG)。

按上市规则现行规定,股份、债务证券及集体投资计划的发行人须以实体印刷形式刊发上市文件。法例亦规定申请表格须与上市文件一并发出或提供。因此,申请表格亦须以同一媒介(即实体印刷形式)刊发。发行人亦须展示多类型文件的实体印刷版本以备查阅,例如重大合约、董事服务合约、专家同意函及账目调整表等。

联交所的建议包括,要求新上市的所有上市文件全部仅以电子形式刊发;及新上市的认购仅可透过电子渠道申请;将若干文件须展示实体版本的规定以於网上刊发的规定取代;及减少发行人须就须予公布的交易及关连交易展示的文件种类。

港交所上市主管陈翊庭表示,上市规则有关以印刷形式刊发上市文件及展示实体文件的规定已经不合时宜。互联网的普及度和使用率的不断上升,以及港交所的可持续和绿色倡议,再加上对致力降低成本和提升效益的承诺,推动港交所提出改革建议。特别在首次公开招股方面,市场统计数据显示,近年投资者都倾向以电子方式递交认购申请。

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