天味食品(603317.SH):董事吳學軍超額減持吃警示函
格隆匯 7 月 24日丨天味食品(603317.SH)公佈,公司董事、高級管理人員吳學軍於2020年7月24日收到中國證券監督管理委員會四川監管局(“四川證監局”)出具的《關於對吳學軍採取出具警示函措施的決定》(行政監管措施決定書[2020]24號)。
原因系截至2020年4月22日,吳學軍作為公司時任董事兼副總經理,持有公司股份70萬股,佔公司總股本0.1694%,股份來源為公司首次公開發行前股份。2020年4月22日,公司披露吳學軍計劃通過集中競價或大宗交易方式減持不超過17萬股,將自公告日15個交易日之後的6個月內進行,若發生權益分派,減持數量進行相應調整。2020年4月29日,公司實施權益分派,吳學軍持有公司股份數量調整為101.5萬股,減持計劃數量相應調整為不超過24.65萬股。2020年5月28日,公司披露公告稱,吳學軍於2020年5月19日至2020年5月26日期間,累計減持25.375萬股股票,超出減持計劃數量上限7250股,成交均價為46.80元/股,吳學軍減持該部分超出減持計劃數量上限的股票,未履行預先披露義務。
根據《上市公司股東、董監高減持股份的若干規定》第十四條、《上市公司信息披露管理辦法》第五十九條的規定,四川證監局決定對吳學軍採取出具警示函措施,並記入證券期貨市場誠信檔案。
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