華菱星馬(600375.SH):董事金方放、高管陳先才收到證監會結案通知書
格隆匯 7 月 8日丨華菱星馬(600375.SH)公佈,公司董事金方放、高級管理人員陳先才於2018年7月收到中國證券監督管理委員會《行政處罰及市場禁入事先告知書》(處罰字[2018]77號),具體內容詳見公司於2018年7月13日刊登的《公司關於公司董事、高級管理人員收到中國證券監督管理委員會<行政處罰及市場禁入事先告知書>的公告》(臨2018-031)。
近日,公司董事金方放、高級管理人員陳先才收到中國證券監督管理委員會《結案通知書》(結案字[2020]75號),具體內容如下:
“陳先才、金方放:
2015年5月,我會對安徽星馬創業投資股份有限公司涉嫌內幕交易“華菱星馬”行為立案稽查。經審理,我們認為,安徽星馬創業投資股份有限公司涉案行為違反了《中華人民共和國證券法》(2005年修訂)第七十六條的規定,責任人陳先才、金方放違法行為輕微。依照《中華人民共和國行政處罰法》第三十八條第(二)項規定,我會決定對陳先才、金方放不予行政處罰,本案結案。”
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