*ST安通(600179.SH)收到中國證監會《行政處罰及市場禁入事先告知書》
格隆匯7月3日丨*ST安通(600179.SH)公佈,公司於2020年4月28日中國證監會《調查通知書》,因公司涉嫌信息披露違法違規,根據《中華人民共和國證券法》等有關規定,中國證監會決定對公司進行立案調查。2020年7月3日,公司收到中國證券監督管理委員會黑龍江監管局《行政處罰及市場禁入事先告知書》。擬決定:
一、對安通控股責令改正,給予警告,並處以60萬元罰款;
二、對郭東澤給予警告,並處以90萬元罰款,其中作為直接負責的主管人員罰款30萬元,作為控股股東罰款60萬元;
三、對郭東聖給予警告,並處以90萬元罰款,其中作為直接負責的主管人員罰款30萬元,作為控股股東罰款60萬元;
四、對李良海給予警告,並處以20萬元罰款。
五、對王經文給予警告,並處以10萬元罰款。
此外,根據當事人違法行為的事實、性質、情節與社會危害程度,根據《證券法》第二百三十三條和《證券市場禁入規定》(證監會令第115號)第三條、第五條規定,監管局擬決定對有關責任人員採取市場禁入措施:
一、對郭東澤採取終身證券市場禁入措施;
二、對郭東聖採取終身證券市場禁入措施;
三、對李良海採取五年證券市場禁入措施。
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