《复牌公告》新西兰金管局指控CLSA PREMIUM(06877.HK)附属触犯反洗钱法要求罚款 今午复牌
CLSA PREMIUM(06877.HK)公布,附属CLSAP NZ收到新西兰金融市场管理局,指称CLSAP NZ违反《打击洗钱及恐怖分子资金筹集(「AML/CFT」)法》向新西兰高等法院提交之申索陈述书。
金融市场管理局指称,於2015年4月至2018年11月期间,CLSAP NZ多次未能按照《AML/CFT法》进行充分的客户尽职审查及加强客户尽职审查、终止业务关系、汇报可疑交易及留存记录。金融市场管理局正寻求对CLSAP NZ施加罚款及支付诉讼费用,预期有关违规行为每一公司之最高罚款额为200万新西兰元。
公司现正就上述事项寻求法律意见。股份今午(24日)复牌。
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