新智認知(603869.SH):控股股東所持股份被司法凍結8897.671萬股
格隆匯6月4日丨新智認知(603869.SH)公佈,公司於近日收到北京市第二中級人民法院向中國證券登記結算有限責任公司上海分公司(“中國結算上海分公司”)出具的(2020)京02民初240號《協助執行通知書》及中國結算上海分公司出具的(2020司凍0603-03號)《股權司法凍結及司法劃轉通知》,公司控股股東新奧能源供應鏈所持有的公司部分股份被司法凍結,凍結股數8897.671萬股。
經核實,上述股份凍結所涉事項為新奧能源供應鏈為公司股東張滔與東興證券所做股票質押式回購交易業務提供無限連帶責任保證。股東張滔與東興證券就股票質押式回購交易產生糾紛,東興證券向北京市第二中級人民法院申請對保證人新奧能源供應鏈部分股份採取訴前保全措施。
截至目前,股東張滔所做股權質押式回購業務仍按期支付利息,但尚剩餘未償還本金4.33億元,張滔為該筆融資已經質押公司5142.4125萬股無限售流通股股份,按照公司近期收盤價均價計算,質押股份總市值足額覆蓋尚未償還本金金額。
控股股東新奧能源供應鏈正積極與股東張滔及債權人溝通,將妥善處理本次糾紛及股份被凍結事宜,不會出現所持股票被強制平倉的情形。張滔為公司持股5%以上股東,目前已不在上市公司擔任任何職務,也不在新奧能源供應鏈及其一致行動人公司擔任任何職務。
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