平安證券集團(00231.HK)就未經授權交易成立特別調查委員會
平安證券集團(00231.HK)公布,近期發現2019年與轉讓SH Asset Management(公司的間接全資附屬公司)及SH Fund的股份有關的未經授權交易。未經授權交易是在並未於相關時間通知董事會或事先獲得董事會批准的情況下進行。
董事會已議決授權獨立非執行董事黃以信及孫多偉組成特別調查委員會,以就與未經授權交易有關的事宜進行調查,並審查集團的內部監控系統。
因於訂立第一宗未經授權交易的關鍵時刻,執行董事林紅橋及龔卿禮(前執行董事兼前首席執行官)是Earnest Wish Limited、SH Asset Management及SH Fund的時任董事,因此公司決定暫停林紅橋於集團中的所有行政職能及職務,以待特別調查委員會的調查結果。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.