中信證券(600030.SH):董事會通過關於預計公司2020年自營投資額度的預案
格隆匯3月19日丨中信證券(600030.SH)公佈,公司第七屆董事會第四次會議召開,審議通過《關於預計公司2020年自營投資額度的預案》。
根據該預案,提請股東大會授權公司經營管理層在符合中國證監會有關自營管理、風險監控的相關規定的條件下,根據市場情況在以下額度內確定、調整公司自營投資的總金額:
公司2020年度自營投資業務額度不超過中國證監會各項規章和規範性文件的規定上限,其中,自營權益類證券及其衍生品投資的合計額在上年度經審計淨資本規模的100%以內;自營非權益類證券及其衍生品投資的合計額在上年度經審計淨資本規模的500%以內。公司自營投資業務規模按照中國證監會發布的《證券公司風險控制指標計算標準規定》中的相關公式計算。
上述額度不包括公司長期股權投資額度,長期股權投資額度仍按照相關決策程序確定、執行;上述額度不含公司因融資融券業務、承銷業務所發生的被動型持倉額度。
説明:上述額度是根據中國證監會相關規定以及市場波動的特點所確定的自營投資額度上限,其總量及變化並不代表公司董事會、經營管理層對於市場的判斷。實際自營投資額度的規模完全取決於執行自營投資時的市場環境。
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