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中源協和(600645.SH):證監會決定對龔虹嘉、胡揚忠採取出具警示函監管措施
格隆匯 03-15 16:15

格隆匯3月15日丨中源協和(600645.SH)公告,中源協和細胞基因工程股份有限公司(以下簡稱“中源協和”)收到董事長龔虹嘉通知,龔虹嘉於2020年3月13日收到《中國證券監督管理委員會結案告知書》(以下簡稱《結案告知書》)、以及《中國證券監督管理委員會浙江監管局行政監管措施決定書》(【2020】16號)——關於對龔虹嘉、胡揚忠採取出具警示函措施的決定(以下簡稱《決定書》)。

《結案告知書》稱:關於《中國證券監督管理委員會調查通知書》(稽總調查字191304號)所載立案事項,經調查,決定依法結案。

《決定書》稱:公司(指杭州海康威視數字技術股份有限公司)副董事長龔虹嘉、總經理胡揚忠在增減持股份過程中未向海康威視報告為他人提供融資安排的情況,導致上市公司未能真實、準確、完整地披露相關信息,違反了《上市公司信息披露管理辦法》第三條規定,決定對龔虹嘉、胡揚忠採取出具警示函的監督管理措施,並記入證券期貨市場誠信檔案。同時,要求龔虹嘉、胡揚忠於2020年3月20日前向浙江證監局提交書面整改報告。

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