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開能健康(300272.SZ):控股股東鈞天投資存在可能被動減持公司股票
格隆匯 03-12 21:07

格隆匯3月12日丨開能健康(300272.SZ)公佈,公司近日收到公司控股股東鈞天(寧夏)投資管理中心(有限合夥)(“鈞天投資”)的通知以及興業證券的函件,鈞天投資作為擔保方,因給匯金聚合(寧波)投資管理有限公司與中信建投證券股份有限公司的股票質押式回購交易合同作擔保,涉及訴前財產被司法保全。興業證券收到北京市第二中級人民法院送達的《協助執行通知書》,該協助執行通知書要求興業證券協助了結鈞天投資與興業證券的融資融券債權後,將鈞天投資存放於興業證券信用賬户的剩餘資產轉入普通賬户進行凍結。鑑於此,興業證券擬對鈞天投資在興業證券信用賬户的標的證券進行處置,上述行為將造成鈞天投資存在被動減持的風險。

鑑於此次興業證券所處置的鈞天投資所持標的證券受《上市公司股東、董監高減持股份的若干規定》《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》相關規定及市場成交情況的影響,故該標的證券的處置期限及處置數量均存在不確定性,但處置數量將不超過4580.6442萬股,具體以了結鈞天投資與興業證券的融資融券負債金額為限,截至2020年2月18日,該負債金額為約8942.86萬元。

對於符合上述相關規定的股份減持,採取集中競價交易方式的,在任意連續九十個自然日內,減持股份的總數不超過公司股份總數的百分之一;採取大宗交易方式的,在任意連續九十個自然日內,減持股份的總數不得超過公司股份總數的百分之二。集中競價交易自公告之日起十五個交易日後六個月內。

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