合康新能(300048.SZ):監事邵篪窗口期買賣股票及短線交易
格隆匯2月25日丨合康新能(300048.SZ)公佈,公司監事邵篪分別於2020年2月21日及2020年2月24日買賣公司股票,上述交易違反了上市公司監事不得在窗口期買賣股票的規定,同時構成了短線交易。
根據公司監事邵篪報告,其股票賬户於2020年2月21日以競價交易方式買入公司股票1000股,成交價格2.98元/股,2020年2月24日以競價交易方式賣出公司股票250股,成交價格2.98元/股。此次交易構成短線交易行為。且由於公司擬定於2020年2月底披露2019年度業績快報,邵篪交易公司股票的行為違反了上市公司董事、監事和高級管理人員不得在窗口期買賣公司股票的相關規定。
截至公告日,邵篪共計持股750股。
經與邵篪核實,其股票賬户常年由其父親操作。邵篪對此次交易行為並不知情。邵篪已認識到本次違規事項的嚴重性,並就本次行為向公司及廣大投資者表示歉意,對於此次窗口期增持剩餘的 750股股票,邵篪承諾六個月內不進行減持,在六個月後出售時如有收益,所有收益歸上市公司所有。同時承諾加強對相應監管措施的學習,嚴格管理自身股票賬户,勤勉履行自身義務,嚴格遵循《證券法》、《深圳證券交易所創業板股票上市規則》、《深圳證券交易所創業板上市公司規範運作指引》、《上市公司股東、董監高減持股份的若干規定》、《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》等相關規定,自覺維護證券市場內秩序。
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