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東方證券(03958.HK)獲准新設11家證券營業部
格隆匯 12-13 17:21

格隆匯12月13日丨東方證券(03958.HK)發佈公告,近日,公司收到中國證監會上海監管局《關於核准東方證券股份有限公司設立11家證券營業部的批覆》(滬證監許可[2019]119號),公司獲准在山西省大同市、晉城市、運城市,山東省濟南市、東營市、青島市,浙江省杭州市、温州市,河北省保定市、廊坊市和江蘇省蘇州市各設立1家證券營業部,信息系統建設模式均為B型。前述證券營業部的業務範圍為:證券經紀;融資融券;證券投資諮詢;與證券交易、證券投資活動有關的財務顧問;證券投資基金代銷;代銷金融產品。

公告表示,公司將根據批覆精神,依法依規為新設證券營業部配備人員,健全完善制度、業務設施和信息系統,並按監管要求實施證券營業部的設立及工商登記事宜。

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