贛鋒鋰業(01772.HK)進行2019年度持續督導培訓
格隆匯12月9日丨贛鋒鋰業(01772.HK)公告,根據《公司法》、《證券法》、《深圳證券交易所上市規則》和《深圳證券交易所中小企業板上市公司規範運作指引》等法律法規要求,傳達了深圳證券交易所等監管機構的最新監管動向,講解了持續督導的主要內容,對持續督導違規案例分析,對持續督導工作中需要注意的事項作了提示,強調上市公司要建立健全並有效執行公司治理制度、內部控制制度、健全並有效執行信息披露制度等。
在培訓過程中,平安證券督導人員對參加培訓人員提出的各項問題進行了講解、交流,並就參訓人員關心的重點問題進行了詳細的討論。現場培訓後,平安證券向贛鋒鋰業提供了講義課件及學習資料,方便公司相關人員進一步學習。通過培訓,贛鋒鋰業相關人員對中小板上市公司持續督導的內容與意義有了更深的認識,加強了公司規範運作及信息披露、募集資金使用、內幕信息管理相關要求的認識和理解,明晰了自身職權、義務與法律責任,有利於公司提升信息披露質量和規範運作水平。培訓達到預期效果。
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