ST東海洋(002086.SZ)及相關人員收到山東證監局警示函
格隆匯12月5日丨ST東海洋(002086.SZ)公佈,公司於近日收到中國證券監督管理委員會山東監管局下發的《關於對山東東方海洋科技股份有限公司採取出具警示函措施的決定》(【2019】72號)、《關於對車軾採取出具警示函措施的決定》(【2019】73號)、《關於對於雁冰採取出具警示函措施的決定》(【2019】74號)。原因系存在違規為控股股東提供擔保的情形;2018年年度業績預計不準確,未及時披露發生重大虧損的情況;存在挪用募集資金的情形且對募集資金存放及使用情況的披露與實際情況不一致;存在內部控制重大缺陷,財務報告相關內部控制未有效執行。另外,車軾在收到相關《執行裁定書》、《協助執行通知書》,知悉持有的部分東方海洋股份將被司法強制執行的情況下,未在首次賣出的15個交易日前預先披露減持計劃。山東證監局決定採取出具警示函的監管措施,並將相關情況按規定記入證券期貨市場誠信檔案。
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