國際實業(000159.SZ):控股股東誤操作買賣公司股份
格隆匯12月5日丨國際實業(000159.SZ)公佈,公司控股股東乾泰中晟股權投資有限公司(“乾泰中晟”)因資金需求,於2019年11月11日向公司提交了《減持股份告知函》,計劃在預減持公告發布之日起十五個交易日後六個月內通過集中競價交易方式減持國際實業股份不超過961.37萬股,即不超過公司總股本2%。
乾泰中晟於2019年12月3日起通過集中競價交易實施此次減持,2019年12月5日,乾泰中晟按計劃繼續進行減持操作,當日累計委託數量39.08萬股,待操作人員查看成交結果時,發現有一筆成交為買入1萬股,複查時發現系工作人員操作失誤,將賣出1萬股,誤操作成買入1萬股,成交價格5.97元。發現誤操作後,乾泰中晟立即告知公司,公司要求其立即停止交易。
乾泰中晟2019年12月5日買入國際實業1萬股屬於工作人員操作失誤所致,不存在因獲悉內幕信息而交易公司股票的情況,不具有短線交易的主觀故意,不存在利用短線交易謀求利益的目的。
乾泰中晟已深刻認識到此次錯誤操作行為,對員工進行了教育、批評,組織工作人員認真學習,深刻反思,規範操作,督促操作人員謹慎操作,杜絕此類事件再次發生。乾泰中晟自願按照相關法規,將此次交易產生的收益4100元全數上交公司所有。
公司將進一步督促5%以上股東及董事、監事、高級管理人員對相關法律法規的學習,並督促相關人員嚴格規範買賣公司股票的行為,謹慎操作,杜絕此類事件再次發生。
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