You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
南風股份(300004.SZ):獨立董事肖兵違規減持3000股及致歉
格隆匯 11-22 16:02

格隆匯11月22日丨南風股份(300004.SZ)公佈,公司近日獲悉公司獨立董事肖兵在未披露減持計劃的情況下,於2019年11月19日通過集中競價方式減持了3000股公司股票。

肖兵股票賬户一直由其配偶代為管理。2018年7月26日,肖兵配偶以肖兵股票賬户通過二級市場買入公司股票1.2萬股。2019年11月19日,因對相關法律法規認識不夠,對董監高持股存在理解上的偏差,導致其減持了3000股公司股票,交易股數佔公司總股本的0.00063%,交易價格為6.21元/股。截止公告披露日,肖兵持有公司股份9000股,佔公司總股本的0.0019%。

經公司自查,肖兵先生的上述減持行為未發生在公司披露定期報告敏感期內,不存在因獲悉內幕信息而交易公司股票的情況。

肖兵先生對此次交易進行了深刻反省,並對此次違規交易行為給公司及全體股東造成的負面影響深表歉意,今後將嚴格管理好本人證券賬户,將加強對相關法律法規的學習,嚴格遵守各項法律、法規和公司《章程》的有關規定,勤勉盡責,忠實履行自己的職責和義務,杜絕此類行為的再次發生。截止公告披露日,肖兵先生已將此次減持股票收益(5430元)上繳公司,並承諾在其任期內將不再買賣公司股票。

公司將以此為戒,進一步加強全體董事、監事、高級管理人員及持有公司股份5%以上的股東教育培訓工作,杜絕此類事件的再發生。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account