渤海汽車(600960.SH):延長相關非公開發行股票鎖定期
格隆匯11月18日丨渤海汽車(600960.SH)公佈,公司以8.35元/股發行價格向北京海納川汽車部件股份有限公司(“海納川”)發行219,038,871股股份購買海納川持有的海納川(濱州)輕量化汽車部件有限公司(原名:海納川(濱州)發動機部件有限公司)100%股權、向諾德科技股份有限公司(“諾德科技”)發行17,865,941股股份購買諾德科技持有的泰安啟程車輪製造有限公司49%股權,上述非公開發行股份已於2016年12月14日在中國證券登記結算有限責任公司上海分公司辦理完畢股份登記手續。
根據《上市公司重大資產重組管理辦法》第48條的規定,海納川、諾德科技分別出具了《關於股份鎖定期的承諾函》,主要承諾事項如下:
公司在本次交易中認購的上市公司股份自發行結束之日起36個月內不得轉讓。鎖定期屆滿後根據中國證券監督管理委員會和上海證券交易所的有關規定執行。
本次交易完成後6個月內如上市公司股票連續20個交易日的收盤價低於發行價,或者交易完成後6個月期末收盤價低於發行價的,公司持有上市公司股票的鎖定期自動延長至少6個月。
若公司所認購股份的鎖定期與證券監管機構的最新監管意見不相符,公司將根據證券監管機構的監管意見進行相應調整。
自2017年5月8日至2017年6月6日收盤後,公司股票收盤價已連續20個交易日低於發行價格8.35元/股。根據前述承諾,海納川持有的上述公司股份將在36個月鎖定期基礎上自動延長6個月;諾德科技因涉及訴訟糾紛,所持上述公司股份已於2017年經人民法院拍賣過户登記於吳衞林名下,吳衞林持有的上述公司股份適用前述承諾,將在36個月鎖定期基礎上自動延長6個月。
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