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華星創業(300025.SZ):副總經理李嫚短線交易 其相關方主動上繳收益85.8萬元
格隆匯 11-08 18:50

格隆匯11月8日丨華星創業(300025.SZ)公佈,公司於2018年12月14日聘任李嫚為公司副總經理,其未持有公司股票。

2019年9月19日,公司披露《關於公司相關人員收到浙江證監局警示函的公告》,公司副總經理李嫚,通過股份代持的方式,在2018年12月至2019年6月期間出現多次買入、賣出公司股票的行為。

李嫚通過股份代持的方式,在2018年12月至2019年6月期間存在多次通過集中競價方式買入、賣出公司股票的行為,違反了《證券法》的相關規定。本次短線交易涉及股份數量66萬股,涉及相關交易金額431.88萬元,買入平均價5.24元,賣出平均價6.54元,交易收益85.8萬元。

本次違規事項系對相關法律、法規學習不到位而造成,李嫚已經認識到本次違規事項的嚴重性,並就本次行為向公司及廣大投資者表示歉意,同時承諾加強法律、法規的學習。

2019826日,李嫚相關方主動上繳本次收益85.8,積極配合監管部門、董事會的相關工作。

公司董事會已向全體董事、監事、高級管理人員及持有公司股份5%以上的股東重申相關法律法規的規定,並督促相關人員嚴格規範買賣公司股票的行為,避免此類情況再次發生。

經自查,本次違規證券賬户交易不在公司披露定期報告的敏感期內,不存在因獲悉內幕信息而交易公司股票的情況。

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