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申万宏源(06806.HK)子公司就蔡小如质押违约提起仲裁
格隆汇 08-27 19:07

格隆汇8月27日丨申万宏源(06806.HK)公布,2017年6月,子公司申万宏源证券有限公司作为申请人与被申请人蔡小如签订了《申万宏源证券有限公司股票质押式回购交易业务协议》、《申万宏源证券有限公司股票质押式回购交易协议书》约定由申请人作为融出方,被申请人作为融入方,双方进行股票质押式回购交易。依据《协议》的约定,被申请人以其持有的1,827万股深市股票“达华智能”(证券代码002512)作为质押标的股票,向申请人融入了9,150万元的资金。后被申请人蔡小如部分购回合计1,580万元,向申请人补充质押合计3,505万股“达华智能”股票。

截至目前,经部分解除质押,申请人仍对被申请人蔡小如持有的53,319,997股“达华智能”股票依法享有质权。被申请人未依约在2019年1月25日完成全部购回,构成违约,应当依据《协议》约定承担相应的违约责任。为维护申请人的合法权益,因此提交广州仲裁委员会中山分会仲裁。截至目前,该案件已由广州仲裁委员会中山分会立案受理。

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