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昆仑国际金融(06877.HK)被要求检讨在中国外汇买卖的合法性及两名执董被迫辞职明日复牌
格隆汇 07-29 20:29

格隆汇7月29日丨昆仑国际金融(06877.HK)发布公告,于2019年7月28日,刘欣诺先生提交了辞任通知,即时辞任公司执行董事及行政总裁的职务及于该集团的所有其他职务。黄颂源先生即时辞任公司执行董事的职务及该集团的所有其他职务。

刘先生及黄先生指出,他们辞职的原因是彼等在若干有关香港的监管机构约于2019年6月17日发出的通函及纽西兰的监管机构发出日期为2019年7月5日的对公司造成的监管后果的披露事宜上与董事会其他成员出现意见分歧。特别是,由证券及期货事务监察委员会发出的该等通函指出就香港证券及期货事务监察委员会持牌公司而言,以及纽西兰金融市场管理局发出的沟通指出就财经服务供应商而言,向内地投资者提供杠杆式外汇买卖或类似服务的,均被要求立即检讨在中国的相关活动的合法性,并立即终止任何未经中国国家外汇管理局批准的与内地投资者进行的该等活动。

根据刘先生及黄先生的电邮,该等意见分歧是关于拟发布一份有关甄别和清理中国境内客户工作的上述更新的公告。董事会认为该公告与公司之前发布,日期为2019年5月31日和2019年7月17日,分别有关甄别和清理中国境内客户工作和公司的盈利警告的公告内容大致上相似,且该公告并无在上述公告之上提供额外的重大资讯。

董事会确认,于本公告日期,该公司已遵守上市规则第13.09条及证券及期货条例下的内幕消息条文。该公司将就甄别和清理中国境内客户出现重大资讯时作出进一步公告。鉴于刘先生的离职,该公司已设立董事会附属委员会,就刘先生在出任该公司行政总裁及执行董事期间的表现进行审查。

在刘先生辞任后,刘先生不再出任上市规则第3.05条及《公司条例》(香港法例第622章)所界定的公司授权代表。该公司现任董事许建强先生已获委任为授权代表,自2019年7月29日起生效。

此外,公司股票将于2019年7月30日复牌。

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