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US Stock IPO Subscription

Generally, retail customers do not have access to US IPO subscriptions. You must complete PI certification before you can subscribe for US IPOs.

 

APP path: Trade → More → Professional Investor

For PI certification, you must upload proof of assets dated within the past three months. The supporting document must include:

Customer name

Assets with a value equivalent to HKD 8 million or above

A date within the past three months

 

What are the eligible assets?

Cash , Bank Deposit , Securities.

 

The following items are considered as your eligible assets :

  • Your own account
  • Joint account with spouse and children
  • The proportion of investment portfolio in the joint account with people other than spouses or children
  • A corporation, whose sole business is to hold investments and which is wholly owned by you.