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《新股消息》小鵬採取不同權架構上市 第二大股東阿裏(09988.HK)C類股將換爲A類股
小鵬汽車(XPEV.US)已通過聯交所上市聆訊,聯席保薦人爲摩根大通及美銀證券。公司採納不同投票權架構,股本包括「1股1票」A類股份、「1股10票」B類,以及發行予阿裏巴巴(09988.HK)旗下淘寶中國的「1股5票」C類普通股。

根據上市前股權架構,三名創始人何小鵬、夏珩及何濤分別持有約3.48億股、6,113萬股及2,000萬股B類股份,但由於何濤辭去董事職務,根據聯交所上市規定,其所持的B類股將以一換一比例轉成A類股份。

同時,持有約1.78億股C類股及1,330萬股A類股的淘寶中國,亦與公司及何小鵬訂立協議,將在公司上市前以按一換一基準,將所有C類股轉換爲同股同權的A類股,並且將不會行使董事委任及罷免權。

初步資料顯示,於上市前小鵬汽車的大股東爲何小鵬,持股21.7%。而淘寶中國則爲第二大股東,持股11.9%。其他投資者包括IDG、五源資本(前稱晨興資本)及紀源資本等。

另外,由於小鵬汽於去年在紐交所上市,未符合聯交所第二上市要求,因此是次IPO申請屬主要上市(primary listing)。

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