大摩、高盛及富國將支付共1.2億美元 就隱瞞利益衝突指控和解
《路透》報道,摩根士丹利(MS.US)、高盛(GS.US)及富國銀行(WFC.US)將支付總計1.2億美元,以解決一項涉及在ViacomCBS股票銷售中隱瞞利益衝突的訴訟,事件導致Bill Hwang的Archegos資本管理「爆煲」。有關銀行與ViacomCBS(現為派拉蒙全球)原股東達成的和解協議於7月1日提交曼哈頓紐約州法院,協議須由法官批准。
Archegos是一間曾管理360億美元的家族辦公室,2021年3月因Hwang無法向銀行支付足夠的保證金而「爆煲」,Hwang利用槓桿投資ViacomCBS及其他媒體與科技股。入稟投資者指控銀行隱瞞其作為Archegos交易對手的角色,並拋售股票以避免損失。被告作為Archegos的主要經紀商,對ViacomCBS的風險敞口約為200億美元,並在2021年3月協助承銷ViacomCBS的普通股和優先股。
摩根士丹利、高盛和富國銀行在同意和解時否認有任何不當行為,目前尚不清楚每間銀行將支付多少費用。
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