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國微(02239.HK)聯營上海思爾芯遭中證監行政處罰 主席黃學良被罰款300萬人幣
阿思達克 03-21 09:02
國微控股(02239.HK)公布,中證監已向公司聯營上海思爾芯(S2C)及某些S2C的管理人員下發行政處罰決定書([2023]第152號)。而公司首席執行官、執行董事及董事會主席黃學良曾於2018年11月5日至2022年11月7日擔任S2C的董事長。 根據決定書,關於S2C於日期為2021年8月24日申請證明招股說明書中的披露及財務資料,違反《證券法》和《公開發行證券的公司資訊披露內容與格式準則第41號—科創板公司招股說明書》中的規定。中證監決定對S2C及S2C部分管理人員施加行政處罰,包括對黃學良罰款300萬元人民幣。公司獲悉,S2C正尋求法律諮詢,並評估其法律立場。 考慮到黃學良並未負責S2C的日常管理和營運,且決定書中沒有任何發現和結論表明黃學良或不適合擔任公司董事,公司認為黃學良仍適合擔任首席執行官、董事會主席和執行董事。另根據公司掌握的資訊以及S2C是公司的聯營這一事實,決定書預計不會對公司的業務營運產生任何重大不利影響。
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