招商證券(06099.HK):張興任公司合規總監
格隆匯3月5日丨招商證券(06099.HK)公吿,2024年2月26日,招商證券股份有限公司(以下簡稱公司)第八屆董事會第二次會議聘任張興擔任公司合規總監、首席風險官,其中合規總監任期自該任職獲證券監督管理機構認可或原合規總監退休孰晚日起,至2024年12月31日止。
近日,公司收到中國證券監督管理委員會深圳監管局《深圳證監局關於招商證券股份有限公司合規負責人任職的無異議函》(深證局機構字[2024]21號)。根據該無異議函,張興自2024年3月4日起擔任公司合規總監,至2024年12月31日止。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.