聯交所對御泰中彩控股及五名董事等採取紀律行動
聯交所對已除牌的御泰中彩控股有限公司及五名董事採取紀律行動,前股份代號爲555,譴責公司及向該公司除牌時的執行董事陳孝聰作出損害投資者權益聲明,以及批評該公司除牌時的執行董事巫峻龍、該公司除牌時的非執行董事阮煒豪、該公司除牌時的獨立非執行董事鄒小嶽、該公司前獨立非執行董事李家麟。
除上述向陳孝聰所作的聲明外,聯交所亦公開譴責陳孝聰。損害投資者權益聲明是指聯交所認爲,若該公司繼續上市,陳孝聰留任該公司董事會的董事,會損害投資者的權益。聯交所進一步指令巫峻龍、阮煒豪、鄒小嶽、李家麟各須完成18小時有關監管及法律議題的培訓。
聯交所指,個案涉及以下事項,該公司2013財政年度及2014財政年度的財務報表所載的資料不準確;未有披露其提供的財務資助;延遲刊發財務業績;未有就其偏離守則條文行事奉行「不遵守就解釋」原則;及違反董事職責。
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