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联交所对御泰中彩控股及五名董事等采取纪律行动
阿思达克 12-05 17:20
联交所对已除牌的御泰中彩控股有限公司及五名董事采取纪律行动,前股份代号为555,谴责公司及向该公司除牌时的执行董事陈孝聪作出损害投资者权益声明,以及批评该公司除牌时的执行董事巫峻龙、该公司除牌时的非执行董事阮炜豪、该公司除牌时的独立非执行董事邹小岳、该公司前独立非执行董事李家麟。 除上述向陈孝聪所作的声明外,联交所亦公开谴责陈孝聪。损害投资者权益声明是指联交所认为,若该公司继续上市,陈孝聪留任该公司董事会的董事,会损害投资者的权益。联交所进一步指令巫峻龙、阮炜豪、邹小岳、李家麟各须完成18小时有关监管及法律议题的培训。 联交所指,个案涉及以下事项,该公司2013财政年度及2014财政年度的财务报表所载的资料不准确;未有披露其提供的财务资助;延迟刊发财务业绩;未有就其偏离守则条文行事奉行「不遵守就解释」原则;及违反董事职责。
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