聯交所對長城天下(00524.HK)及11名董事採取紀律行動
聯交所公布,對長城天下(00524.HK)及11名董事作出紀律行動,譴責該公司、前執行董事、主席兼行政總裁楊俊偉及前執行董事楊俊昇等多人。
聯交所表示,進一步要求馮燦文及陳志遠須完成21小時有關監管及法律議題及《上市規則》合規事宜的培訓;李冰、趙銳勇、張嘉恆、趙光明、黃濤、馮偉成、楊俊昇及王翔弘日後若要再獲委任為聯交所上市公司或將於聯交所上市的公司的董事,先決條件是須完成有關監管及法律議題及《上市規則》合規事宜的培訓。
聯交所表示,公司在2016年收購一間內地公司,在收購完成後,並沒有從香港辦公室派駐代表到附屬公司的董事會,該附屬公司的日常營運由其當地管理人員處理。公司當時以審閱該附屬公司的季度管理賬目,及透過每月與附屬公司當地管理人員進行電話會議的方式,監察附屬公司的事務。
在2016至2019年間,該附屬公司在未有明確通知該公司董事會的情況下,進行多次須予公布的交易及關連交易。
該公司在2019年初發現該等墊款、該貸款及該等服務協議。雖然有跡象顯示該附屬公司董事不適合繼續出任相關職位,但相關董事未有採取有效行動改善對該附屬公司的監管。該公司繼續未有設立針對該附屬公司董事權力的制衡濫權機制。在2019年,該附屬公司董事繼續作出沒有文件紀錄的墊款。有關墊款在2019年被全數減值,導致該公司損失大約500萬元。這證明當時仍出任該公司董事的相關董事嚴重失職。(ca/k)
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