網易-S(09999.HK)迴應被SEC列入“預摘牌”名單:這一更新對業務運營沒有影響
格隆匯5月5日丨網易-S(09999.HK)公佈,在公司於2022年4月28日,紐約時間,向美國證券交易委員會("SEC")提交截至2021年12月31日止財政年度的20-F表格後,SEC於2022年5月4日,紐約時間,將公司臨時列為委員會認定發行人。該20-F表格包含一份由美國公眾公司會計監督委員會("PCAOB")確定其無法完全審計或調查的會計師事務所出具的審計報吿。公司先前披露,其獨立核數師(即向SEC出具年度審計報吿的獨立註冊會計師事務所)目前未有接受PCAOB核查,因此,PCAOB的認定是可預見的。
根據《外國公司問責法案》的規定,倘SEC釐定一家公司已提交註冊會計師事務所出具的審計報吿,而該會計師事務所自2021年起連續三年未有接受PCAOB的核查,則SEC應禁止其股份或美國存托股在美國的國家證券交易所或場外交易市場交易。此外,美國正在考慮立法將未接受核查的年限從三年縮短為兩年。
公司的美國存托股(每股代表五股普通股)繼續在納斯達克全球精選市場系統不受影響地交易。另外,公司的普通股在香港聯交所主板上市,股份代號為"9999"。公司於香港聯交所上市的普通股與公司於納斯達克報價的美國存托股可互相轉換。
公司將在適當的諮詢和指導下繼續監察市場發展及評估所有策略選項。公司同時指出這一更新對業務運營沒有影響。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.