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聯交所對國盛投資基金(01227.HK)六名前任董事採取紀律行動
阿思達克 03-17 17:05
聯交所向國盛投資基金(01227.HK)前主席兼執行董事汪曉峰和前獨立非執行董事劉進作出損害投資者權益聲明,並向譴責二人,以及譴責前執行董事方志華和吳子惠、前獨立非執行董事羅子璘和查錫我,進一步指令方志華、羅子璘及查錫我須各自接受培訓。 聯交所表示,於2011年至2015年,該公司在無監控下豪花至少6,100萬元購入多項奢侈品資產,包括一架遊艇(2,450萬元)、一顆鑽石(2,000萬元)、傢俬(逾380萬元)、七輛汽車(逾848萬元)、一個會所會籍(180萬元)、一顆鑽戒(230,200元)及57幅油畫(220萬元),指購置這些資產不但與該公司的投資目標不符,而且全部都是在該公司財務狀況大幅倒退時購入,包括錄得虧損及產生經營及投資現金淨流出,當中至少有部分資產的購置是由汪曉峰一人批准,他未有留意或沒有關心這些資產是否適合該公司、是否有必要及可帶來的裨益。
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