聯交所對北青傳媒(01000.HK)及22名董事及監事採紀律行動
聯交所對北青傳媒(01000.HK)及22名董事及監事採紀律行動,並向李小兵、劉弘及周炳泉作出損害投資者權益聲明及作出公開譴責,同時指令每名相關董事(李小兵、劉弘及周炳泉除外)須完成24小時有關監管及法律議題的培訓。
上市委員會裁定該公司違反了《上市規則》以下各條第13.13、13.14及13.20條(其沒有公佈及在財務業績中披露貸款的詳情);第14.34、14.38A、14.40、14A.35、14A.36、14A.39、14A.44、14A.46及14A.49條(其未能就貸款遵守公告、通函、(獨立)股東批準及彙報規定);及第14A.34條(未有就屬於關連交易的兩筆控股股東貸款簽署書面協議;相關董事違反了《上市規則》第3.08(f)條及其《董事承諾》;李小兵、劉弘及周炳泉均違反了各自的《董事承諾》,未有配合上市科調查;相關監事違反了其《監事承諾》,未能確保該公司維持充分及有效的內部監控、遵守 《上市規則》的規定。
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