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聯交所對中國置業投資(00736.HK)及五名董事採紀律行動
聯交所對中國置業投資(00736.HK)及五名董事採取紀律行動,批評該公司、其主席兼行政總裁韓衛及執行董事區達安等五人,並指令其中四人需完成關於監管及法律議題以及《上市規則》合規事宜的培訓。 聯交所指,個案涉及該公司就兩項須予披露的交易重複違反公告規定。公司於2018年亦曾違反《上市規則》並收到聯交所的警告信。 集團於2019年1月8日至11日期間共出售了9,048萬股中國金石礦業控股(01380.HK)股份。集團於2019年6月28日進一步出售了2,000萬股亞洲雜貨(08413.HK)股份。兩項出售事項均各自構成該公司的須予披露的交易。公司於2019年7月30日及2019年7月10日才分別就出售事項刊發公告,故兩項出售事項均不符合《上市規則》的公告規定。 公司承認其就兩項出售事項個別均違反了《上市規則》。韓衛及區達安承認其未有就兩項出售事項盡力遵守及盡力促使該公司遵守《上市規則》,違反了《上市規則》及其附錄所載表格的《董事的聲明及承諾》。
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