焦作萬方(000612.SZ):終止2020年非公開發行股票事宜
格隆匯12月3日丨焦作萬方(000612.SZ)公佈,近日,公司收到東興證券股份有限公司《關於終止焦作萬方2020年非公開發行股票的函》,公司主承銷商東興證券稱因無法完成承銷總結性文件的報送工作,決定終止公司2020年非公開發行股票事宜。
根據本次非公開發行股票事項的進程,公司於2021年11月19日通知所有董事在審閲《焦作萬方鋁業股份有限公司2020年非公開發行股票發行情況報吿暨上市公吿書》後確認簽署相關文件。在此期間,一位董事未能簽署《上市公吿書》相關文件,公司與承辦本次非公開發行的法律顧問北京市通商律師事務所律師認真討論研究分析,通商律師認為,就本次非公開發行一位董事未能簽署《上市公吿書》相關文件的情形,按照《證券法》第82條規定之程序要求,應不構成未滿足本次發行實質法定條件之情形。
隨後,主承銷商東興證券因公司一位董事未能簽署《上市公吿書》而無法完成承銷總結文件的報送工作為由,通知公司單方決定終止本次非公開發行。北京天達共和(深圳)律師事務所致函意見認為,根據《證券法》第82條之規定,董事簽署《上市公吿書》相關文件系履行董事勤勉盡責義務的要求,一位董事未能簽署《上市公吿書》不構成東興證券單方終止本次非公開發行的法定事由,東興證券上述行為亦違背其與公司簽署的保薦及承銷協議的約定。
因本次非公開發行終止而導致後續公司依法返還認購對象和泰安成認繳股款本息等事宜,公司將與認購對象、主承銷商等積極溝通協商解決,並尋求專業律師意見,評估本次非公開發行終止而引致的其他影響及相關方責任,依法維護公司及股東的合法權益。
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