證監會凍結共17個客戶帳戶疑涉虛假交易 涉資3.12億元
香港證監會憲報顯示,「凍結」英皇證券(香港)及結好證券共17個客戶帳戶,涉及資金約3.12億元,有關戶口被禁止就任何證券訂立交易、現金提取或轉移等。
證監會指出,普匯中金國際(00997.HK)於今年10月29日在沒有任何負面企業消息或事件的情況下,其股價從前一日(即10月28日)的收市價0.92元急跌78%,收報0.2元,雖然調查仍在進行中,但證監會至今取得的證據顯示,在10月11至29日期間,一羣交易者可能曾採取一致行動,並按照事前的安排,以人爲方式推高普匯中金的股價,繼而拋售有關股份,藉以就普匯中金股份的買賣進行操縱交易及或參與欺詐計劃。該羣交易者可能曾就普匯中金的股份交易進行挾倉,並透過事前安排的交易操縱股價,及在股價大跌前於同一時間沽出他們持有的股份。
證監會有理由懷疑,曾經發生根據《證券及期貨條例》(第571章)第274、275及278條所指的虛假交易、操控價格及或操縱股票市場的行爲,及或有關人士可能曾觸犯該條例第295、296、299及或300條所指罪行,及或違反該條例第XV部。
如證監會覺得某人曾違反上文所指明該條例的任何條文,原訟法庭可應證監會的申請作出命令,令該人採取原訟法庭指示的步驟,包括採取使交易各方回覆他們訂立交易之前的狀況,或者根據該條例第213條支付損害賠償。證監會所採取的進一步行動,可能會導致該人被命令交出其獲得的利潤。
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