申菱環境(301018.SZ):證券事務代表在窗口期誤交易公司股票
格隆匯10月18日丨申菱環境(301018.SZ)公佈,公司於2021年10月18日接到公司證券事務代表林濤出具的《關於窗口期誤交易公司股票的情況説明》,林濤因操作失誤於2021年10月14日在二級市場以集中競價交易方式買入了 3700股公司股票,2021年10月15日賣出公司股票3700股,其買賣公司股票的行為構成窗口期違規交易公司股票。
經核查,林濤由於不慎誤操作,於2021年10月14日通過深圳證券交易所交易系統買入了公司股票3700股,事後發現買入公司股票,急忙於2021年10月15日,通過深圳證券交易所交易系統賣出了公司股票3700股。
上述交易產生收益為2516元(計算方法:賣出成交價格*賣出股數-買入成交價格*買入股數=21.15元/股*3700股-20.47元/股*3700股)。截至公吿披露日,林濤未持有公司股票。
因公司將於2021年10月27日披露2021年第三季度報吿。林濤本次交易公司股票行為違反了《深圳證券交易所上市公司規範運作指引(2020 年修訂)》第3.8.14條關於上市公司定期報吿公吿前30 日內上市公司董事、監事和高級管理人員、證券事務代表及前述人員的配偶不得買賣公司股票及其衍生品種的相關規定。屬於窗口期違規買賣公司股票的行為,但不存在因獲悉內幕信息而交易公司股票的情況。
林濤已深刻認識到本次窗口期交易公司股票屬於違規行為,在知悉本次交易後立即向公司董事會進行了報吿,並就本次交易向公司及廣大投資者致以誠摯的歉意。林濤表示後續將嚴格遵循相關規定,嚴格管理其本人的所有證券賬户,審慎操作,重視並履行自身職責和義務,杜絕此類情況再次發生。
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