內媒引述券商從業員指富途、老虎展業尚不具備證券投資服務資質
據《21世紀經濟報道》報道,除信息安全風險外,富途控股、老虎證券等跨境互聯網券商還存在其他問題,例如無牌照展業、與內地券商相比存在不平等競爭、涉嫌協助個人進行資產轉移等。
報道引述內資券商從業人士透露,老虎證券在其2021年年度報告中提到,即使公司拿到美國、新西蘭、澳大利亞、香港等多國家及地區的金融相關牌照,但卻沒有內地相關的金融牌照。富途控股的年報中稱,如果公司在內地某些經營活動被監管機構視爲在內地提供證券經紀服務、投資諮詢服務和股票期權經紀業務,就需要從相關監管機構獲取牌照,意味着,一直以來的無照經營,是因爲現行監管條例可能「不認爲」它們在內地提供證券投資服務。
較早前有報道引述監管部門人士表示,按照所有金融活動均應納入監管的要求,中證監等監管部門正着力完善相關監管規則,將依法對富途控股、老虎證券等此類活動予以規範,加強監管執法,全面保護投資者合法權益。
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