You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
海通證券被中證監立案調查 財務顧問業務涉違法違規
海通證券(06837.HK)(600837.SH)公佈,昨日(7日)簽收了中國證券監督管理委員會《立案告知書》和《調查通知書》。因公司在開展西南藥業股份有限公司(現奧瑞德光電股份有限公司)財務顧問業務的持續督導工作期間未勤勉盡責,涉嫌違法違規,中證監決定對公司進行立案並調查相關情況。 海通證券亦表示,公司將全面配合證監會的相關工作,同時嚴格按照監管要求履行信息披露義務,目前公司的經營情況正常。
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