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成都銀行(601838.SH):高管羅錚親屬短線交易公司股票
格隆匯 08-13 21:45

格隆匯8月13日丨成都銀行(601838.SH)公佈,公司近日核查到高級管理人員羅錚的母親曾碧清的證券賬户於2021年1月4日至2021年3月12日期間、高級管理人員鄭軍的兒子鄭子懿的證券賬户於2021年2月1日至2021年3月3日期間,買賣公司A股股票,根據《中華人民共和國證券法》《上海證券交易所股票上市規則》等相關法律法規、規範性文件規定,上述行為構成了短線交易。

獲悉上述短線交易行為後,公司高度重視,及時對有關情況進行核查。經核實,羅錚和鄭軍均事先不知曉其親屬交易公司股票的相關情況。其親屬均系不瞭解相關法律、法規的規定而誤操作,不存在主觀違規情況。相關短線交易不存在因獲悉內幕信息而謀求利益的情形。

曾碧清賬户本次短線交易相關期間賣出股份數大於買入股份數,其短線交易收益金額及計算方式為:

1.(期間首次賣出價11.10元/股-期間首次買入價9.80元/股)×期間首次買入股份數10000股=1.3萬元;

2.(期間首次賣出價11.10元/股-期間第二次買入價10.80元/股)×期間第二次買入股份數2000股=600元;

3.(期間第二次賣出價11.50元/股-期間第二次買入價10.80元/股)×期間第二次賣出股份數2000股=1400元。

前述三筆收益合計1.5萬元。根據《中華人民共和國證券法》《上海證券交易所股票上市規則》的有關規定,本次短線交易所得收益1.5萬元已經全部上繳公司。

鄭子懿賬户本次短線交易的收益金額及計算方式為:期間賣出總金額17.4533萬元-期間買入總金額17.1335萬元=3198元。根據《中華人民共和國證券法》《上海證券交易所股票上市規則》的有關規定,本次短線交易所得收益3198元已經全部上繳公司。

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