中金公司(601995.SH):由首席執行官代為履行合規總監職責
格隆匯 4 月 7日丨中金公司(601995.SH)公佈,公司於2021年4月7日召開第二屆董事會第十二次會議,以8票同意、0票反對、0票棄權,審議通過了《關於首席執行官代為履行中國國際金融股份有限公司合規總監職責的議案》。
公司現任合規總監陳剛由於身體原因無法繼續履行合規總監職責。為確保公司合規工作不受影響,根據《證券公司和證券投資基金管理公司合規管理辦法》及《中國國際金融股份有限公司章程》的規定,董事會同意:陳剛不再擔任合規總監職務,自董事會批准並於證券監督管理機構備案及/或批准(如需)之日(“生效日”)起生效;由公司首席執行官自生效日起代為履行合規總監職責,直至公司聘任新任合規總監為止。
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