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联交所谴责芭迪贝伊(08297.HK)、其前主席及前CEO
阿思达克 04-07 17:45
联交所对芭迪贝伊(08297.HK)及两名董事采取纪律行动。联交所GEM上市委员会谴责该公司、其前执行董事兼主席陈麟书及前执行董事兼行政总裁姚冠邦;并声明监於两人持续不履行《GEM上市规则》所载的责任,二人若留任,将有损投资者的利益。

该公司於2017年7月13日在GEM上市。在上市前,公司有向两人提供无抵押免息贷款。该等贷款没有书面记录,并仅在公司要求时才须归还。在上市後,公司仍继续向二人提供有关贷款。在上市後两个月内,公司向二人各借出六笔贷款,合共1,012.3万元。截至2017年9月30日,仍有合计999万元的董事贷款尚未偿还。公司後来就有关贷款收取利息。有关贷款连利息於2017年11月9日全数清还。两人曾指示公司财务部向他们两人或他们指示的第三方开发支票或作银行转账。公司董事会并没有批准董事贷款。而他们也未有遵从公司有关批准付款及进行须予披露交易及关连交易的内部程序。公司在2018年4月20日(上市後首次提款日期的九个月後)才公布董事贷款的细节。

GEM上市委员会裁定公司就董事贷款违反了《GEM上市规则》第19.34、20.32、20.33、20.34、20.37及20.44条。公司亦承认其违反了有关规则;该公司後来外聘顾问,以检讨其内部监控系统及程序,并已经执行外聘顾问提出的建议;两人违反了《GEM上市规则》第5.01(2)、(4)、(5)及(6)条及他们的承诺等。

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