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三超新材(300554.SZ):董事劉建勛交易三超轉債導致短線交易
格隆匯 02-07 20:55

格隆匯 2 月 7日丨三超新材(300554.SZ)公佈,公司持有公司股票5%以上的股東、董事、副總經理劉建勛,於202124日、202125日在減持三超轉債時因誤操作構成了短線交易行為。

劉建勛因個人資金需求賣出三超轉債,但因操作失誤,於202125日發生了誤買入操作,具體內容如下:

公司知悉此事後高度重視,及時核查相關情況,劉建勛積極配合、主動糾正針對本次事項的處理情況如下:

1、依據《證券法》第四十四條“上市公司、股票在國務院批准的其他全國性證券交易場所交易的公司持有百分之五以上股份的股東、董事、監事、高級管理人員,將其持有的該公司的股票或者其他具有股權性質的證券在買入後六個月內賣出,或者在賣出後六個月內又買入,由此所得收益歸該公司所有,公司董事會應當收回其所得收益。”

劉建勛在知曉此次交易三超轉債誤操作導致短線交易後非常自責和重視,表示將更加深刻的學習領會《證券法》等資本市場的相關規定,在行動中踐行資本市場的規範,防止此類事件的再次發生並且本次交易產生收益1429上交公司。同時,劉建勛先生深刻認識到本次短線交易的嚴重性,對本次操作構成的短線交易給公司和市場帶來的不良影響,向廣大投資者致以誠摯的歉意!

2公司將以此為戒,要求公司所有董事、監事、高級管理人員、持有本公司5%以上股份的股東認真學習《證券法》、《深圳證券交易所創業板票上市規則》、《深圳證券交易所創業板上市公司規範運作指引》、《上市公司股東、董監高減持股份的若干規定》、《深圳證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》等相關法律法規、規範性文件,嚴格按照相關規定,審慎操作,杜絕違規交易情況再次發生。

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