申萬宏源(06806.HK)所屬子公司涉及重大仲裁
格隆匯 2 月 5日丨申萬宏源(06806.HK)公吿,2019年10月24日,申萬宏源證券與蘇州中來光伏新材股份有限公司(以下簡稱“中來光伏”)、泓盛資產管理(深圳)有限公司(以下簡稱“泓盛資產”)簽訂《泓盛騰龍4號私募證券投資基金基金合同》。
中來光伏為基金委託人、泓盛資產為基金管理人,申萬宏源證券為基金託管人。其後,該私募基金產生投資虧損,中來光伏認為泓盛資產未按誠實信用、勤勉盡責的原則履行管理人義務,管理和運營基金財產,履行基金贖回、及時披露重大風險等義務;認為申萬宏源證券未盡託管人的相應義務,向上海仲裁委員會申請仲裁,要求(1)泓盛資產賠償投資本金損失5000萬元及相關利息損失;(2)申萬宏源證券作為託管人對泓盛資產的賠償義務承擔連帶責任。
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