存與關聯法人發生的關聯交易未披露等4項違規 富邦股份(300387.SZ)及相關人員被警示
格隆匯 2 月 5日丨富邦股份(300387.SZ)公佈,公司於近日收到中國證券監督管理委員會湖北監管局(“湖北證監局”)下達的《湖北證監局關於湖北富邦科技股份有限公司、王仁宗、羅亮、嚴偉採取出具警示函措施的決定》(﹝2021﹞2號)。
原因系公司存在如下違規事實:一、與關聯法人發生的關聯交易未披露。二、募集資金使用進展披露不準確。三、募投項目涉訴糾紛未及時披露。四、2019年度內部控制自我評價報吿披露不真實。
上述行為不符合《關於規範上市公司與關聯方資金往來及上市公司對外擔保若干問題的通知》(證監發【2003】56號)第一條的規定及《上市公司信息披露管理辦法》第二條的規定。根據《上市公司信息披露管理辦法》第五十九條的規定,現決定對公司及主要責任人董事長王仁宗、時任董事會祕書羅亮和財務負責人嚴偉採取出具警示函的行政監管措施,並將相應違規行為記入誠信檔案系統。公司應認真吸取教訓,加強證券法律法規學習,杜絕此類行為再次發生。
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