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存信息披露不及時等三項違規 百利科技(603959.SH)及相關人員被警示
格隆匯 12-30 18:27

格隆匯12月30日丨百利科技(603959.SH)公佈,公司於2020年12月30日收到中國證監會湖南監管局《關於對湖南百利工程科技股份有限公司採取出具警示函措施的決定》([2020]49號)。

根據《上市公司現場檢查辦法》(證監會公吿【2010】12號)等規定,近期湖南證監局派出檢查組對湖南百利工程科技股份有限公司進行了現場檢查,發現公司存在以下違規事項:一、信息披露不及時;二、應收賬款壞賬計提時點不準確;三、應收賬款管理的內部控制存在缺陷。

公司上述情形違反了《企業內部控制應用指引第3號一人力資源》第十條、《企業內部控制應用指引第9號一銷售業務》第四條、《上市公司信息披露管理辦法》第二條規定。王海榮作為公司董事長、肖立明作為公司總裁、唐建秋作為時任主管會計工作負責人、李良友作為公司副總裁兼董事會祕書,未按照《上市公司信息披露管理辦法》第三條的規定履行勤勉盡責義務。

根據《上市公司信息披露管理辦法》第五十八條、五十九條規定,湖南證監局決定對百利科技、王海榮、肖立明、唐建秋、李良友採取出具警示函的監管措施。

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