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中银保监会:中行「原油宝」事件被处罚5,050万人币 暂停相关业务
阿思达克 12-07 07:39
中国银保监会公布就中国银行(03988.HK)(601988.SH)「原油宝」产品风险事件依法开展调查工作,对所涉违法违规行为作出行政处罚决定,并采取相应的监管措施。

中国银保监会以事实为依据,以法律为准绳,对中国银行及其分支机构合计罚款5,050万元人民币(下同)。对中国银行全球市场部两任总经理均给予警告并处罚款50万元,对中国银行全球市场部相关副总经理及资深交易员等两人均给予警告并处罚款40万元。除依法实施行政处罚外,中国银保监会还暂停了中国银行相关业务、相关分支机构准入事项。

中国银行关於「原油宝」产品风险事件行政处罚决定回应指,该行将坚决接受处罚,认真落实相关监管措施,针对产品管理不规范、风险管理不审慎、内控管理不健全、销售管理不合规等问题,深刻反思、汲取教训、举一反三,对有关责任人员依法依规严肃问责。

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