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乾照光電(300102.SZ):董事長、董事會祕書違規代持被警示
格隆匯 10-21 18:28

格隆匯10月21日丨乾照光電(300102.SZ)公佈,公司於近日收到廈門證監局下發的行政監管措施決定書《廈門證監局關於對金張育、劉文輝採取出具警示函措施的決定》(〔2020〕30號)。

經查,金張育、劉文輝與自然人楊濤之間存在如下代持事項:一是金張育與楊濤於2017年12月簽訂備忘錄,約定金張育在乾照光電2017年限制性股票激勵計劃中獲授的其中50萬股股票由楊濤實際出資,金張育代為持有。二是劉文輝與楊濤於2017年12月約定其在乾照光電員工持股計劃中的80萬份額由楊濤實際出資,劉文輝代為持有。

上述代持事項實際發生,金張育、劉文輝作為乾照光電的董事長、董事會祕書,在股權激勵等相關事項中未誠實守信,未主動告知上市公司代持事項,導致乾照光電相關信息披露不真實。廈門證監局決定對金張育、劉文輝採取出具警示函的行政監管措施,並記入誠信檔案。

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