華鑫股份(600621.SH)子公司華鑫證券取得證券承銷、債券自營業務資格
格隆匯9月18日丨華鑫股份(600621.SH)公佈,2020年9月17日,公司從深圳證監局網站獲知,深圳證監局對公司全資子公司華鑫證券有限責任公司作出了《深圳證監局關於核准華鑫證券有限責任公司變更業務範圍的批覆》,具體內容如下:
“你公司報送的關於變更業務範圍的申請報告及相關文件收悉。根據《證券法》《證券公司監督管理條例》《證券公司業務範圍審批暫行規定》等有關規定,經審核,現批覆如下:
一、核准你公司變更業務範圍,增加證券承銷、債券自營業務。
二、你公司應當為證券承銷、債券自營業務依法配備有關人員、業務設施、信息系統和經營場所。
三、你公司應當根據本批覆依法向工商行政管理機關申請變更登記,並自取得工商行政管理機關換髮的營業執照之日起15個工作日內,向中國證監會申請換髮經營證券期貨業務許可證。
四、你公司在取得換髮的經營證券期貨業務許可證前,不得經營證券承銷、債券自營業務,也不得進行與證券承銷、債券自營業務有關的宣傳推介、聯繫客户等營銷活動。你公司取得換髮的經營證券期貨業務許可證後,應當依法開展證券承銷、債券自營業務。”
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