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麥迪科技(603990.SH):副總經理陳靜誤操作買賣公司股票及致歉
格隆匯 09-07 17:51

格隆匯 9 月 7日丨麥迪科技(603990.SH)公佈,公司總經理陳靜2020813202091日期間通過上海證券交易所集中競價交易系統買賣公司A股股票,現將有關情況公告如下:

陳靜在任職公司高管前持有公司股票1000股,佔其持公司股票比例的100%,買入金額為49,765元。後續陳靜在任職公司高管期間,於20208132020826通過個人股票帳户陸續累計買入公司股票4000股,佔其持公司股票比例的80%買入金額185,160,買入後,陳靜共持有公司股票5000202091日,通過個人股票帳户賣出公司股票5000股,賣出金額225,350,賣出後陳靜不再持有公司股票

陳靜2020813202091期間買賣公司股票的行為違反了《證券法》第四十七條及《上海證券交易所股票上市規則》第3.1.8條的規定,構成短線交易;同時違反了《公司法》第一百四十一條的規定,構成超比例減持;也違反了《上海證券交易所股票上市規則》第3.1.7條、《上市公司股東、董監高減持股份的若干規定》第八條及《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》第十三條的規定,未能盡到交易報備及預披露責任。

經與陳靜核實,上述買賣公司股票的行為系其親屬誤操作所致陳靜已深刻認識到了本次違規交易的嚴重性,並就此對公司和市場帶來的不良影響,向廣大投資者致以誠摯的歉意,同時承諾將認真學習相關法律、法規,嚴格規範買賣本公司股票的行為,加強對股票賬户管理,切實履行自己的職責和義務。經公司核查,陳靜股票帳户的上述交易行為未發生在公司信息披露的敏感期內,亦不存在因知悉內幕信息而交易公司股票的情況。

違規操作事項的處理情況:

1、依據《證券法》第四十七條的規定,短線交易產生的收益應收歸公司所。按照本次陳靜女士六個月內買入賣出公司股票計算,上述短線交易未產生收益

2公司董事會對陳靜進行了批評教育,要求其及其親屬進一步認真學習相關法律法規和規範性文件,並要求其今後對交易行為進行嚴格管理,吸取教訓、提高警惕,杜絕此類情況再次發生。

3在發生上述情況後,陳靜進行了深刻反省,並承諾其及其親屬將進一步認真學習相關法律法規,加強對股票賬户管理,規範買賣公司股票的行為,自覺維護證券市場的秩序,杜絕此類情況再次發生

4公司已要求全體董事、監事、高級管理人員進一步加強對《證券法》、《上市公司董事、監事和高級管理人員所持本公司股份及其變動管理規則》等相關法律法規、規範性文件及公司內部管理制度的學習,並要求各相關人員自身及其親屬嚴格遵守有關規定,避免此類情況的再次發生。

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